SEC Form 4 · accession 0001209191-15-022726
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William D Jenkins Jr.
Officer — Chief Executive Officer · Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 9:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2015 | M | 15,000 | $12.66 | A | 726,161 | D | |
| Common Stock | Feb 2, 2015 | S | 15,000 | $37.7829 | D | 711,161 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $12.66 | Feb 2, 2015 | M | 15,000 | D | — | Nov 5, 2022 | Common Stock | 15,000 | 770,000 | D |
Explanation of responses
- F11/16 of the shares subject to the option vest quarterly over a four year period beginning on February 5, 2013.