SEC Form 4/A · accession 0001209191-15-013926
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael D Perone
Officer — Chief Marketing Officer & EVP · Director · 10% Owner
Period of report
Dec 9, 2014
Accepted (ET)
Feb 13, 2015 · 8:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2014 | S | 67 | $37.49 | D | 5,269,882 | D | |
| Common StockF2 | Dec 11, 2014 | S | 2,240 | $36.76 | D | 5,267,642 | D | |
| Common StockF3 | Dec 10, 2014 | S | 11 | $37.49 | D | 230,367 | I | By Trust |
| Common StockF2,F3 | Dec 11, 2014 | S | 400 | $36.76 | D | 229,967 | I | By Trust |
| Common StockF4,F5 | Dec 9, 2014 | S | 180 | $35.48 | D | 623,967 | I | By Trust |
| Common StockF6,F5 | Dec 9, 2014 | S | 250 | $36.10 | D | 623,717 | I | By Trust |
| Common StockF7,F5 | Dec 10, 2014 | S | 343 | $36.67 | D | 623,374 | I | By Trust |
| Common StockF5 | Dec 10, 2014 | S | 7 | $37.49 | D | 623,367 | I | By Trust |
| Common StockF2,F5 | Dec 11, 2014 | S | 240 | $36.76 | D | 623,127 | I | By Trust |
| Common StockF8 | Dec 10, 2014 | S | 15 | $37.49 | D | 1,277,334 | I | By LLC |
| Common StockF2,F8 | Dec 11, 2014 | S | 500 | $36.76 | D | 1,276,834 | I | By LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 7, 2014 by the Reporting Person.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.21 to $36.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (6) and (7) to this Form 4.
- F3The shares are held directly by the Perone Family 2010 Irrevocable Trust dated June 29, 2010 for which the Reporting Person serves as a trustee.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.93, inclusive.
- F5The shares are held directly by the Perone 2012 Irrevocable Trust for which the Reporting Person serves as a trustee.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.09 to $36.15, inclusive.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.20 to $37.11, inclusive.
- F8The shares are held directly Consulting2 LLC for which the Reporting Person serves as the managing member.
Remarks
This amendment on Form 4 is filed to correct the amount of securities beneficially owned following the reported transactions in column 5 of each of the reported rows. The errors in column 5 also appear in subsequent Forms 4 filed through January 28, 2015.