SEC Form 4 · accession 0001209191-15-005342
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Faugno
Officer — Chief Financial Officer
Period of report
Jan 20, 2015
Accepted (ET)
Jan 20, 2015 · 9:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 20, 2015 | F | 3,227 | $35.51 | D | 525,455 | D | |
| Common Stock | Jan 20, 2015 | S | 240 | $35.59 | D | 525,215 | D | |
| Common StockF3 | Jan 20, 2015 | S | 38 | $35.59 | D | 63,377 | I | By Trust |
| Common StockF4 | Jan 20, 2015 | S | 38 | $35.59 | D | 63,377 | I | By Trust |
| Common StockF5 | holding | — | — | — | 52,949 | I | By Trust | |
| Common StockF6 | holding | — | — | — | 52,949 | I | By Trust | |
| Common Stock | holding | — | — | — | 42,666 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 7, 2014 by the Reporting Person.
- F3The shares are held directly by the Drop Trust 2012 Three Year Annuity Trust
- F4The shares are held directly by the Rock Trust 2012 Three Year Annuity Trust
- F5The shares are held directly by the Drop Trust 2012 Two Year Annuity Trust
- F6The shares are held directly by the Rock Trust 2012 Two Year Annuity Trust