SEC Form 4 · accession 0000899243-18-003994
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Perone
Director
Period of report
Feb 12, 2018
Accepted (ET)
Feb 14, 2018 · 7:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2018 | D | 1,076,296 | — | D | 0 | D | |
| Common StockF1,F2 | Feb 12, 2018 | D | 316,411 | — | D | 0 | I | See footnote |
| Common StockF1,F3 | Feb 12, 2018 | D | 198,355 | — | D | 0 | I | See footnote |
| Common StockF1,F4 | Feb 12, 2018 | D | 165,792 | — | D | 0 | I | See footnote |
| Common StockF1,F5 | Feb 12, 2018 | D | 128,523 | — | D | 0 | I | See footnote |
| Common StockF1,F6 | Feb 12, 2018 | D | 462,744 | — | D | 0 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the Agreement and Plan of Merger between the Issuer, Project Deep Blue Holdings, LLC, and Project Deep Blue Merger Corp. dated November 26, 2017, each share of Issuer common stock was exchanged for $27.55 in cash.
- F2The shares are held directly Consulting2 LLC for which the Reporting Person serves as the managing member.
- F3The shares are held directly by the Perone Family 2010 Irrevocable Trust dated June 29, 2010 for which the Reporting Person serves as a trustee.
- F4The shares are held directly by the Perone 2012 Irrevocable Trust for which the Reporting Person serves as a trustee.
- F5The shares are held directly by the Perone Family 2010 Irrevocable Trust - Exempt dated June 29, 2010 for which the Reporting Person serves as a trustee.
- F6The shares are held directly by the Reporting Person's spouse.