SEC Form 4 · accession 0000899243-17-001371
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Goetz
Director
Period of report
Jan 12, 2017
Accepted (ET)
Jan 17, 2017 · 9:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 12, 2017 | J | 1,105 | $0.00 | A | 269,830 | D | |
| Common StockF2,F3 | holding | — | — | — | 1,257 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the receipt of shares by the Reporting Person pursuant to pro rata in-kind distributions of Common Stock of the Issuer by Francisco Partners Parallel Fund III, L.P. and Francisco Partners GP III, L.P. to its partners or members.
- F2The Form 4 filed on October 19, 2016 reported 1227 in Column 5, which was a typo; the total should have been reported as 1257.
- F3Shares held by a family trust. The Reporting Person may be deemed to beneficially own the shares held by a family trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
Remarks
Exhibit 24 - Power of Attorney