SEC Form 4 · accession 0000899243-16-033231
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Goetz
Director
Period of report
Nov 8, 2016
Accepted (ET)
Nov 10, 2016 · 9:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 8, 2016 | J | 627 | $0.00 | A | 268,725 | D | |
| Common StockF2 | holding | — | — | — | 1,227 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the receipt of shares by the Reporting Person pursuant to pro rata in-kind distributions of Common Stock of the Issuer by Francisco Partners Parallel Fund III, L.P. and Francisco Partners GP III, L.P. to its partners or members.
- F2Shares held by a family trust. The Reporting Person may be deemed to beneficially own the shares held by a family trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.