SEC Form 4 · accession 0001348324-16-000192
LDR HOLDING CORP · LDRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Richard
Officer — EVP, European Sales, Medical
Period of report
May 11, 2016
Accepted (ET)
May 11, 2016 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348324
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F2 | — | May 11, 2016 | A | 14,928 | A | — | — | Common Stock | 14,928 | 14,928 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of the Issuer's common stock.
- F2The restricted stock units vest 25% annually over 4 years from the vesting commencement date of May 11, 2016. Vested shares shall be delivered to the reporting person on May 11 of the following calendar year or as soon as practicable thereafter.