SEC Form 4 · accession 0001348324-16-000187
LDR HOLDING CORP · LDRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M. Lalande
Director
Period of report
May 7, 2016
Accepted (ET)
May 9, 2016 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 7, 2016 | M | 1,000 | $0.00 | A | 4,000 | D | |
| Common StockF2 | holding | — | — | — | 4,889 | I | By:Lalorne Mgt Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F3 | $0.00 | May 7, 2016 | M | 1,000 | D | — | — | Common Stock | 1,000 | 9,666 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of the Issuer's common stock.
- F2Shares held indirectly by Lalorne Management Trust 2008.
- F3The restricted stock units shall vest annually over the next 3 years from the vesting commencement date of May 7, 2015.