SEC Form 4 · accession 0001348324-16-000171
LDR HOLDING CORP · LDRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Richard
Officer — EVP, European Sales, Medical
Period of report
Apr 11, 2016
Accepted (ET)
Apr 13, 2016 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 11, 2016 | S | 400 | $26.50 | D | 578,063 | D | |
| Common StockF1,F2 | Apr 12, 2016 | S | 24,600 | $26.4987 | D | 553,463 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction indicated was conducted under an approved 10b5-1 Plan adopted by the reporting person on March 11, 2016.
- F2The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $26.49 to $26.57. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.