SEC Form 4 · accession 0001348324-16-000150
LDR HOLDING CORP · LDRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denise Cruz
Officer — Controller
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348324
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F2 | — | Feb 15, 2016 | A | 7,828 | A | — | — | Common Stock | 7,828 | 7,828 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of the Issuer's common stock.
- F2The restricted stock units vest 25% annually over 4 years from the vesting commencement date of March 1, 2016. Vested shares shall be delivered to the reporting person on March 1 of the following calendar year or as soon as practicable thereafter.