SEC Form 4 · accession 0001348324-16-000136
LDR HOLDING CORP · LDRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andre Potgieter
Officer — VP US Sales
Period of report
Jan 16, 2016
Accepted (ET)
Jan 20, 2016 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 16, 2016 | M | 3,281 | — | A | 10,418 | D | |
| Common Stock | Jan 16, 2016 | F | 1,071 | $20.95 | D | 9,347 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F2 | — | Jan 16, 2016 | M | 3,281 | D | — | — | Common Stock | 3,281 | 21,616 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of the Issuer's common stock.
- F2The restricted stock units vest 25% annually over 4 years from the vesting commencement date of January 16, 2014. Vested shares shall be delivered to the reporting person on January 16 of the following calendar year or as soon as practicable thereafter.