SEC Form 4 · accession 0001348324-16-000125
LDR HOLDING CORP · LDRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christophe Lavigne
Officer — President & CEO · Director
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 1, 2016 | M | 6,250 | — | A | 668,358 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $25.11 | Jan 1, 2016 | A | 63,768 | A | Feb 1, 2016 | Jan 1, 2026 | Common Stock | 63,768 | 63,768 | D |
| Restricted Stock Unit (RSU)F1,F4 | — | Jan 1, 2016 | A | 31,884 | A | — | — | Common Stock | 31,884 | 87,821 | D |
| Restricted Stock Unit (RSU)F1,F5 | — | Jan 1, 2016 | M | 6,250 | D | — | — | Common Stock | 6,250 | 81,571 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of the Issuer's common stock.
- F2Includes 463 shares acquired under the LDR Holding Corporation Amended and Restated 2013 Employee Stock Purchase Plan on November 30, 2015.
- F3The option becomes exercisable in 48 monthly installments from the vesting commencement date of January 1, 2016.
- F4The restricted stock units vest 25% annually over 4 years from the vesting commencement date of January 1, 2016. Vested shares shall be delivered to the reporting person on January 1 of the following calendar year or as soon as practicable thereafter.
- F5The restricted stock units vest 25% annually over 4 years from the vesting commencement date of January 1, 2015. Vested shares shall be delivered to the reporting person on January 1 of the following calendar year or as soon as practicable thereafter.