SEC Form 4 · accession 0001348324-15-000110
LDR HOLDING CORP · LDRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christophe Lavigne
Officer — President & CEO · Director
Period of report
Oct 20, 2015
Accepted (ET)
Oct 21, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 20, 2015 | M | 20,056 | $3.4155 | A | 661,645 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F1 | $3.4155 | Oct 20, 2015 | M | 20,056 | D | Jan 1, 2012 | Nov 19, 2015 | Common Stock | 20,056 | 0 | D |
Explanation of responses
- F1The option becomes exercisable for 25% of the shares granted one year from the vesting commencement date of January 1, 2011, then in thirty-six equal monthly installments thereafter.