SEC Form 4 · accession 0001348324-15-000060
LDR HOLDING CORP · LDRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph C Aragona
Director
Period of report
May 7, 2015
Accepted (ET)
May 8, 2015 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348324
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $37.56 | May 7, 2015 | A | 1,500 | A | Jun 7, 2015 | May 7, 2025 | Common Stock | 1,500 | 1,500 | D |
| Restricted Stock Unit (RSU)F2,F3 | $0.00 | May 7, 2015 | A | 3,000 | A | — | — | Common Stock | 3,000 | 6,000 | D |
Explanation of responses
- F1The option becomes exercisable in thirty-six equal monthly installments from the vesting commencement date of May 7, 2015.
- F2Each restricted stock unit represents a right to receive one share of the Issuer's common stock.
- F3The restricted stock units shall vest annually over the next 3 years from the vesting commencement date of May 7, 2015.