SEC Form 4 · accession 0001348324-15-000034

LDR HOLDING CORP · LDRH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Exec VP Global Marketing

Period of report

Mar 5, 2015

Accepted (ET)

Mar 6, 2015 · 5:17 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001348324

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 5, 2015	M	22,222	$3.105	A	23,681	D
Common Stock	Mar 5, 2015	M	7,695	$3.105	A	31,376	D
Common Stock^F1,F2	Mar 5, 2015	S	31,376	$37.9136	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Incentive Stock Option (right to buy)^F3	$3.105	Mar 5, 2015	M	22,222	D	Dec 1, 2011	Nov 19, 2020	Common Stock	22,222	0	D
Incentive Stock Option (right to buy)^F4	$3.105	Mar 5, 2015	M	7,695	D	Feb 1, 2012	Nov 19, 2020	Common Stock	7,695	2,288	D

F1Includes 196 ESPP shares acquired under the LDR Holding Corporation Amended and Restated 2013 Employee Stock Purchase Plan on May 30, 2014. Also includes 1,263 shares acquired through an RSU grant which vested on January 16, 2015.
F2The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $37.30 to $38.34. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
F3The option becomes exercisable for 25% of the shares granted one year from the vesting commencement date of December 1, 2010, then in thirty-six equal monthly installments thereafter.
F4ISO becomes exercisable in combination with NQSO granted on the same date wherein the shares vest in forty-eight equal monthly installments from the vesting commencement date of January 1, 2012.