SEC Form 4 · accession 0001348324-15-000009
LDR HOLDING CORP · LDRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andre Potgieter
Officer — VP US Sales
Period of report
Jan 16, 2015
Accepted (ET)
Jan 20, 2015 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 16, 2015 | M | 3,282 | — | A | 6,615 | D | |
| Common Stock | Jan 16, 2015 | F | 1,034 | $34.65 | D | 5,581 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F2 | — | Jan 16, 2015 | M | 3,282 | D | — | — | Common Stock | 3,282 | 14,843 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of the Issuer's common stock.
- F2The original vesting schedule at the time of grant was modified following the date of the original report. The restricted stock units vest 25% annually over 4 years from the vesting commencement date of January 16, 2014. Vested shares shall be delivered to the reporting person on the earliest to occur, subject to certain conditions, of (i) the next annual anniversary of the vesting commencement date, (ii) the date of the reporting person's termination of service or (iii) the closing date of a change of control transaction.