SEC Form 4 · accession 0001348324-15-000006
LDR HOLDING CORP · LDRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christophe Lavigne
Officer — President & CEO · Director
Period of report
Jan 1, 2015
Accepted (ET)
Jan 2, 2015 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348324
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $32.78 | Jan 1, 2015 | A | 50,000 | A | Feb 1, 2015 | Jan 1, 2025 | Common Stock | 50,000 | 50,000 | D |
| Restricted Stock Unit (RSU)F2,F3 | — | Jan 1, 2015 | A | 25,000 | A | — | — | Common Stock | 25,000 | 66,250 | D |
Explanation of responses
- F1The option becomes exercisable in forty-eight monthly installments from the vesting commencement date of January 1, 2015.
- F2Each restricted stock unit represents a right to receive one share of the Issuer's common stock.
- F3The restricted stock units shall vest 25% annually over the next 4 years from the vesting commencement date of January 1, 2015. Vested shares shall be delivered to the reporting person on the earliest to occur subject to certain conditions of (i) January 31 of the following calendar year, (ii) the date of the reporting person's termination of service or (iii) the closing date of a change of control transaction.