SEC Form 4/A · accession 0001209191-15-017983

LDR HOLDING CORP · LDRH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owners

10% Owner

10% Owner

10% Owner

10% Owner

Period of report

Feb 19, 2015

Accepted (ET)

Feb 24, 2015 · 6:13 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001348324

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Feb 19, 2015	S	107,102	$37.67	D	2,220,966	I	See Footnote 2
Common Stock^F3,F2	Feb 20, 2015	S	36,168	$37.63	D	2,184,798	I	See Footnote 2
Common Stock^F4,F2	Feb 23, 2015	S	42,287	$39.17	D	2,142,511	I	See Footnote 2
Common Stock^F1,F5	Feb 19, 2015	S	2,899	$37.67	D	60,124	I	See Footnote 5
Common Stock^F3,F5	Feb 20, 2015	S	979	$37.63	D	59,145	I	See Footnote 5
Common Stock^F4,F5	Feb 23, 2015	S	1,145	$39.17	D	58,000	I	See Footnote 5
Common Stock^F1,F6	Feb 19, 2015	S	15,552	$37.67	D	322,505	I	See Footnote 6
Common Stock^F3,F6	Feb 20, 2015	S	5,252	$37.63	D	317,253	I	See Footnote 6
Common Stock^F4,F6	Feb 23, 2015	S	6,140	$39.17	D	311,113	I	See Footnote 6
Common Stock^F1,F7	Feb 19, 2015	S	669	$37.67	D	13,878	I	See Footnote 7
Common Stock^F3,F7	Feb 20, 2015	S	226	$37.63	D	13,652	I	See Footnote 7
Common Stock^F4,F7	Feb 23, 2015	S	264	$39.17	D	13,388	I	See Footnote 7
Common Stock^F1,F8	Feb 19, 2015	S	2,357	$37.67	D	48,887	I	See Footnote 8
Common Stock^F3,F8	Feb 20, 2015	S	796	$37.63	D	48,091	I	See Footnote 8
Common Stock^F4,F8	Feb 23, 2015	S	931	$39.17	D	47,160	I	See Footnote 8

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The range of prices for the shares of Common Stock is from $37.00 - $38.28. The Reporting Person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F2Shares held directly by Telegraph Hill Partners II, L.P. ("THP II"). Telegraph Hill Partners II Investment Management, LLC ("THP II IM") is the general partner of THP II. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP II IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP II.
F3The range of prices for the shares of Common Stock is from $37.37-$37.81. The Reporting Person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F4The range of prices for the shares of Common Stock is from $37.28 - $39.54. The Reporting Person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F5Shares held directly by Telegraph Hill Partners, L.P. ("THP I"). Telegraph Hill Partners Investment Management, LLC ("THP IM") is the general partner of THP I. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP I.
F6Shares held directly by Telegraph Hill Partners SBIC, L.P. ("THP SBIC"). Telegraph Hill Partners SBIC, LLC ("THP SBIC, LLC") is the general partner of THP SBIC. Robert Shepler, Dr. Thomas Raffin, J. Matthew Mackowski and Deval Lashkari are the managers of THP SBIC, LLC and may be deemed to have beneficial ownership of the shares held by THP SBIC.
F7Shares held directly by THP Affiliates Fund, LLC ("THP Affiliates"). Telegraph Hill Partners Investment Management, LLC ("THP IM") the manager of THP Affiliates ("THP Affiliates"). THPMC is the manager of THP IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP Affiliates.
F8Shares held directly by THP II Affiliates Fund, LLC ("THP II Affiliates"). THP II IM the manager of THP II Affiliates. THPMC is the manager of both THP II IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP II Affiliates.

Remarks

This Form 4 is one of two Forms 4 being filed by individuals or entities affiliated with Telegraph Hill Partners with respect to the Common Stock of LDR Holding Corporation. This amendment is being filed because the initial filing failed to check the box indicating reporting persons are no longer subject to Section 16.