Form4insider filings, from the source

SEC Form 4 · accession 0000899243-18-017226

AVALARA, INC. · AVLR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Edward A Gilhuly
Director · 10% Owner
Period of report
Jan 24, 2018
Accepted (ET)
Jun 19, 2018 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348036

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2,F3Jun 7, 2018X10,000$4.50A25,000ISee Footnotes
Common StockF1,F2,F3Jun 7, 2018X10,000$9.72A35,000ISee Footnotes
Common StockF1,F2,F3Jun 7, 2018X10,000$12.20A45,000ISee Footnotes
Common StockF1,F2,F3Jun 7, 2018X10,000$12.60A55,000ISee Footnotes
Common StockF1,F2,F3Jun 7, 2018X10,000$13.84A65,000ISee Footnotes
Common StockF1,F2,F3Jun 7, 2018X10,000$16.60A75,000ISee Footnotes
Common StockF4,F2,F5Jun 19, 2018C77,777—A77,777ISee Footnotes
Common StockF4,F2,F5Jun 19, 2018C9,090,896—A9,168,673ISee Footnotes
Common StockF4,F2,F5Jun 19, 2018C2,440,345—A11,609,018ISee Footnotes
Common StockF4,F2,F5Jun 19, 2018C1,210,255—A12,819,273ISee Footnotes
Common StockF4,F2,F6Jun 19, 2018C935,185—A935,185ISee Footnotes
Common StockF4,F2,F7Jun 19, 2018C1,657,407—A1,657,407ISee Footnotes

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Warrant (right to buy)F8,F9$16.60Jan 24, 2018A10,000A——Common Stock10,00010,000D
Warrant (right to buy)F10,F8,F9$16.60Feb 8, 2018J10,000D——Common Stock10,0000D
Warrant (right to buy)F10,F2,F3,F8,F9$16.60Feb 8, 2018J10,000A——Common Stock10,00010,000I
Warrant (right to buy)F2,F3,F8,F9$4.50Jun 7, 2018X10,000D——Common Stock10,0000I
Warrant (right to buy)F2,F3,F8,F9$9.72Jun 7, 2018X10,000D——Common Stock10,0000I
Warrant (right to buy)F2,F3,F8,F9$12.20Jun 7, 2018X10,000D——Common Stock10,0000I
Warrant (right to buy)F2,F3,F8,F9$12.60Jun 7, 2018X10,000D——Common Stock10,0000I
Warrant (right to buy)F2,F3,F8,F9$13.84Jun 7, 2018X10,000D——Common Stock10,0000I
Warrant (right to buy)F2,F3,F8,F9$16.60Jun 7, 2018X10,000D——Common Stock10,0000I
Series A Preferred StockF2,F5,F4—Jun 19, 2018C155,555D——Common Stock77,7770I
Series B-1 Preferred StockF2,F5,F4—Jun 19, 2018C18,181,793D——Common Stock9,090,8960I
Series C-1 Preferred StockF2,F5,F4—Jun 19, 2018C4,880,690D——Common Stock2,440,3450I
Series D Preferred StockF2,F5,F4—Jun 19, 2018C2,420,511D——Common Stock1,210,2550I
Series D-2 Preferred StockF2,F6,F4—Jun 19, 2018C1,870,370D——Common Stock935,1850I
Series D-2 Preferred StockF2,F7,F4—Jun 19, 2018C3,314,815D——Common Stock1,657,4070I

Explanation of responses

Remarks

Form 1 of 2. Two reports are filed that relate to the same transactions. See Form 2 of 2 for additional reporting owners. Exhibit 99.1 list of reporting owners and signature page filed herewith.