Form4insider filings, from the source

SEC Form 4 · accession 0000899243-18-017218

AVALARA, INC. · AVLR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
WP Global LLC
10% Owner
WPXI GP, L.P.
10% Owner
Period of report
Jun 19, 2018
Accepted (ET)
Jun 19, 2018 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348036

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2,F3,F4Jun 19, 2018C39,335—A1,320,483ISee Footnotes
Common StockF1,F2,F3,F5Jun 19, 2018C2,070—A69,489ISee Footnotes
Common StockF1,F2,F3,F4Jun 19, 2018C22,814—A1,343,297ISee Footnotes
Common StockF1,F2,F3,F5Jun 19, 2018C1,200—A70,689ISee Footnotes
Common StockF1,F2,F3,F4Jun 19, 2018C44,005—A1,387,302ISee Footnotes
Common StockF1,F2,F3,F5Jun 19, 2018C2,316—A73,005ISee Footnotes
Common StockF1,F2,F3,F4Jun 19, 2018C8,643,195—A10,030,497ISee Footnotes
Common StockF1,F2,F3,F5Jun 19, 2018C454,904—A527,909ISee Footnotes
Common StockF1,F2,F3,F4Jun 19, 2018C3,231,505—A13,262,002ISee Footnotes
Common StockF1,F2,F3,F5Jun 19, 2018C170,078—A697,987ISee Footnotes

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series A-1 Preferred StockF2,F3,F4,F1—Jun 19, 2018C78,670D——Common Stock39,3350I
Series A-1 Preferred StockF2,F3,F5,F1—Jun 19, 2018C4,140D——Common Stock2,0700I
Series B Preferred StockF2,F3,F4,F1—Jun 19, 2018C45,629D——Common Stock22,8140I
Series B Preferred StockF2,F3,F5,F1—Jun 19, 2018C2,401D——Common Stock1,2000I
Series D Preferred StockF2,F3,F4,F1—Jun 19, 2018C88,011D——Common Stock44,0050I
Series D Preferred StockF2,F3,F5,F1—Jun 19, 2018C4,632D——Common Stock2,3160I
Series D-1 Preferred StockF2,F3,F4,F1—Jun 19, 2018C17,286,391D——Common Stock8,643,1950I
Series D-1 Preferred StockF2,F3,F5,F1—Jun 19, 2018C909,810D——Common Stock454,9040I
Series D-2 Preferred StockF2,F3,F4,F1—Jun 19, 2018C6,463,011D——Common Stock3,231,5050I
Series D-2 Preferred StockF2,F3,F5,F1—Jun 19, 2018C340,158D——Common Stock170,0780I

Explanation of responses

Remarks

Form 1 of 2. Two reports are filed that relate to the same transactions. See Form 2 of 2 for additional reporting owners. Exhibit 99.1 list of reporting owners and signature page filed herewith.