SEC Form 4 · accession 0001140361-16-059337
22nd Century Group, Inc. · XXII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T Brodfuehrer
Officer — CFO & Treasurer
Period of report
Mar 29, 2016
Accepted (ET)
Mar 29, 2016 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001347858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 29, 2016 | P | 12,500 | $0.7676 | A | 262,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The Shares were purchased in multiple transactions at prices ranging from $0.7598 to $0.7804, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or staff of the Securities & Exchange Commission, upon request, information regarding the number of Shares purchased at each separate price within the range set forth herein.