SEC Form 4 · accession 0001140361-16-056964
22nd Century Group, Inc. · XXII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T Brodfuehrer
Officer — CFO & Treasurer
Period of report
Mar 4, 2016
Accepted (ET)
Mar 8, 2016 · 2:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001347858
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option GrantF1 | $0.95 | Mar 4, 2016 | A | 202,128 | A | — | Mar 4, 2026 | Common Stock | 202,128 | 202,128 | D |
| Stock Option (right to buy) | $0.96 | holding | — | — | — | Feb 16, 2016 | Feb 16, 2025 | Common Stock | 194,529 | 194,529 | D |
Explanation of responses
- F1Stock Option Grant which vest one-third on each of March 4, 2017, March 4, 2018 and March 4, 2019.