SEC Form 4 · accession 0001140361-15-037307
22nd Century Group, Inc. · XXII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Rushton
Officer — VP of Plant Biotechnology
Period of report
Oct 7, 2015
Accepted (ET)
Oct 9, 2015 · 3:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001347858
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF1 | $0.8417 | Oct 7, 2015 | A | 100,000 | A | — | Oct 7, 2025 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Options vest on November 1, 2016 provided that Dr. Rushton remains employed by the Company through that time.