SEC Form 4 · accession 0001140361-15-007795
22nd Century Group, Inc. · XXII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Robert Moynihan
Officer — Vice President of R&D
Period of report
Feb 16, 2015
Accepted (ET)
Feb 18, 2015 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001347858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,038,934 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.96 | Feb 16, 2015 | A | 194,529 | A | Feb 16, 2016 | Feb 16, 2025 | Common Stock | 194,529 | 194,529 | D |
| Warrant to Purchase | $2.2029 | holding | — | — | — | Jan 25, 2011 | Jan 25, 2016 | Common Stock | 325,154 | 325,154 | D |
| Warrant to Purchase | $1.2018 | holding | — | — | — | Jan 25, 2011 | Jan 25, 2016 | Common Stock | 6,216 | 6,216 | D |
| Warrant to Purchase | $0.60 | holding | — | — | — | May 15, 2012 | May 15, 2017 | Common Stock | 150,000 | 150,000 | D |
| Stock Option (right to purchase) | $0.69 | holding | — | — | — | May 18, 2012 | May 18, 2022 | Common Stock | 100,000 | 100,000 | D |
| Stock Option (right to purchase) | $0.80 | holding | — | — | — | Feb 25, 2013 | Feb 25, 2023 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Options Vest 100% on the first anniversary of the date of grant.