SEC Form 4 · accession 0001140361-16-058804
CorEnergy Infrastructure Trust, Inc. · CORR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Conrad S Ciccotello
Director
Period of report
Dec 1, 2015
Accepted (ET)
Mar 23, 2016 · 10:20 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001347652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 1, 2015 | J | 9,286 | $0.00 | D | 2,390 | D | |
| Common StockF1,F3 | Dec 1, 2015 | J | 3,483 | $0.00 | D | 871 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 1, 2015, the company effective a one-for-five reverse stock split, which resulted in a reduction in the number of shares previously owned by Mr. Ciccotello. The number of securities shown in this report reflects such split, including the reporting person's receipt of cash in lieu of a fractional share.
- F2This includes 203.6018 shares (on a post-reverse split basis) acquired under DRIP plan since his last report.
- F3Common shares held pursuant to the terms of the CorEnergy Infrastructure Trust, Inc. Director of Compensation Plan, as amended.