SEC Form 5 · accession 0001140361-15-015637
CorEnergy Infrastructure Trust, Inc. · CORR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Schulte
Officer — Chief Executive Officer · Director
Period of report
Dec 31, 2012
Accepted (ET)
Apr 16, 2015 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001347652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 27, 2012 | G | 48,916 | $0.00 | D | 28,035 | D | |
| Common StockF2 | Dec 27, 2012 | G | 48,916 | $0.00 | A | 57,556 | I | 3 trusts FBO children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities by the reporting person to three trusts for the benefit of Mr. Schulte's children, for which he serves as trustee, which inadvertently was not reported at the time of such gift. His children share his household.
- F2Reflects current direct ownership, and indirect ownership by the three trusts, as of the filing date of this Form 5 after fully reflecting these gifts. Direct ownership includes 43.6779 additional shares acquired under the DRIP plan since the date of the reporting persons most recent otherwise required Form 4.