SEC Form 4 · accession 0001209191-15-015362
Atlas Energy, L.P. · ATLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen Warren
Director
Period of report
Feb 17, 2015
Accepted (ET)
Feb 18, 2015 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001347218
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Feb 17, 2015 | M | 855 | — | A | 5,542 | D | |
| Common UnitsF2 | Feb 17, 2015 | M | 522 | — | A | 6,064 | D | |
| Common UnitsF3 | Feb 17, 2015 | M | 828 | — | A | 6,892 | D | |
| Common UnitsF4 | Feb 17, 2015 | M | 657 | — | A | 7,549 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF1 | — | Feb 17, 2015 | M | 855 | D | — | — | Common Units | 855 | 0 | D |
| Phantom UnitsF2 | — | Feb 17, 2015 | M | 522 | D | — | — | Common Units | 522 | 524 | D |
| Phantom UnitsF3 | — | Feb 17, 2015 | M | 828 | D | — | — | Common Units | 828 | 1,658 | D |
| Phantom UnitsF4 | — | Feb 17, 2015 | M | 657 | D | — | — | Common Units | 657 | 1,972 | D |
| Phantom UnitsF5 | — | Feb 17, 2015 | A | 4,027 | A | — | — | Common Units | 4,027 | 4,027 | D |
Explanation of responses
- F1The reporting person is a participant in the Atlas Energy, L.P. 2006 Long-Term Incentive Plan (the "Plan") and received 3,140 phantom units on February 17, 2011. The phantom units vest 25% per year beginning on the first anniversary of the grant date and, prior to vesting, each phantom unit has distribution equivalent rights. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Issuer or its then fair market value in cash. The reporting person elected to receive common units of the issuer in connection with the February 2015 vesting.
- F2The reporting person received 1,922 phantom units under the Plan on February 17, 2012. The phantom units vest 25% per year beginning on the first anniversary of the grant date and, prior to vesting, each phantom unit has distribution equivalent rights. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Issuer or its then fair market value in cash. The reporting person elected to receive common units of the issuer in connection with the February 2015 vesting.
- F3The reporting person received 3,314 phantom units under the Plan on February 17, 2013. The phantom units vest 25% per year beginning on the first anniversary of the grant date and, prior to vesting, each phantom unit has distribution equivalent rights. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Issuer or its then fair market value in cash. The reporting person elected to receive common units of the issuer in connection with the February 2015 vesting.
- F4The reporting person received 2,629 phantom units under the Plan on February 17, 2014. The phantom units vest 25% per year beginning on the first anniversary of the grant date and, prior to vesting, each phantom unit has distribution equivalent rights. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Issuer or its then fair market value in cash. The reporting person elected to receive common units of the issuer in connection with the February 2015 vesting.
- F5The reporting person received 4,027 phantom units under the Plan on February 17, 2015. The phantom units vest 25% per year beginning on the first anniversary of the grant date and, prior to vesting, each phantom unit has distribution equivalent rights. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Issuer or its then fair market value in cash.