SEC Form 4 · accession 0001209191-18-020921
Vanda Pharmaceuticals Inc. · VNDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Dugan
Director
Period of report
Mar 19, 2018
Accepted (ET)
Mar 20, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001347178
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2018 | M | 15,000 | $4.98 | A | 25,770 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $4.98 | Mar 19, 2018 | M | 15,000 | A | — | May 7, 2018 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1The options vested in 12 equal monthly installments beginning on June 8, 2008.