SEC Form 4 · accession 0001209191-18-062918
Compass Diversified Holdings · CODI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan J Faulkingham
Other
Period of report
Dec 13, 2018
Accepted (ET)
Dec 17, 2018 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001345126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 13, 2018 | P | 3,000 | $13.6899 | A | 6,900 | D | |
| Common SharesF1 | holding | — | — | — | 1,654 | I | By IRA | |
| Common SharesF1 | holding | — | — | — | 787 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC held by the Trust.
Remarks
(a) Mr. Faulkingham is the Chief Financial Officer of Compass Group Diversified Holdings LLC, Sponsor of the Trust.