SEC Form 4 · accession 0001209191-18-002441
Compass Diversified Holdings · CODI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon M Burns
Other
Period of report
Jan 3, 2018
Accepted (ET)
Jan 5, 2018 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001345126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Jan 3, 2018 | P | 4,733 | $17.2449 | A | 48,617 | D | |
| Common SharesF1 | holding | — | — | — | 49,280 | I | By IRA | |
| Common SharesF1,F3 | holding | — | — | — | 12,987 | I | By Trust Account | |
| Common SharesF1,F4 | holding | — | — | — | 12,824 | I | By Trust Account | |
| Common SharesF1,F5 | holding | — | — | — | 80,000 | I | By Revocable Trust | |
| Common SharesF1,F6 | holding | — | — | — | 6,195 | I | By Trust Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one trust common interest of Compass Group Diversified Holdings LLC held by the Trust.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.10 to $17.35, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- F3Shares beneficially owned by the Reporting Person through the Talley Burns Executor Trust.
- F4Shares beneficially owned by the Reporting Person through the Peter Burns Executor Trust.
- F5Shares beneficially owned by the Reporting Person through the Gordon M. Burns 2009 Revocable Trust.
- F6Shares beneficially owned by the Reporting Person through the Burns Family Trust.
Remarks
(a) Mr. Ewing is a Director of Compass Group Diversified Holdings LLC, Sponsor of the Trust.