SEC Form 4 · accession 0001209191-17-031146
Compass Diversified Holdings · CODI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan J Faulkingham
Other
Period of report
May 8, 2017
Accepted (ET)
May 10, 2017 · 10:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001345126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | May 8, 2017 | P | 3,000 | $16.2008 | A | 3,900 | D | |
| Common SharesF1 | holding | — | — | — | 1,654 | I | By IRA | |
| Common SharesF1 | holding | — | — | — | 787 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one trust common interest of Compass Group Diversified Holdings LLC held by the Trust.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.15 to $16.23, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
Remarks
(a) Mr. Faulkingham is the Chief Financial Officer of Compass Group Diversified Holdings LLC, Sponsor of the Trust.