SEC Form 4 · accession 0001209191-17-022556
Compass Diversified Holdings · CODI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Eugene Ewing
Other
Period of report
Mar 21, 2017
Accepted (ET)
Mar 23, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001345126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 21, 2017 | P | 3,104 | $16.45 | A | 7,104 | I | By Spouse |
| Common SharesF1 | Mar 23, 2017 | G | 7,896 | $0.00 | D | 41,000 | D | |
| Common SharesF1 | Mar 23, 2017 | G | 7,896 | $0.00 | A | 15,000 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one trust common interest of Compass Group Diversified Holdings LLC held by the Trust.
- F2Bona fide gift by Reporting Person to spouse.
Remarks
(a) Mr. Ewing is a Director of Compass Group Diversified Holdings LLC, Sponsor of the Trust.