SEC Form 4 · accession 0001209191-17-002104
Compass Diversified Holdings · CODI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold S Edwards
Other
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001345126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SharesF1,F2,F3 | Jan 3, 2017 | P | 4,500 | $18.1571 | A | 44,046 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one trust interest of Compass Group Diversified Holdings LLC held by the Trust.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.0000 to $18.3250, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- F3Since the date of the Reporting Person's last ownership report, the Reporting Person transferred 18,848 shares to his ex-wife pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-wife.
Remarks
(a) Mr. Edwards is a Director of Compass Group Diversified Holdings LLC, Sponsor of the Trust.