SEC Form 4 · accession 0001209191-16-134432
Compass Diversified Holdings · CODI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark H Lazarus
Other
Period of report
Jul 28, 2016
Accepted (ET)
Jul 29, 2016 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001345126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SharesF1,F2 | Jul 28, 2016 | P | 885 | $16.965 | A | 42,571 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one trust interest of Compass Group Diversified Holdings LLC held by the Trust.
- F2The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 purchase plan adopted by Mr. Lazarus on December 30, 2015.
Remarks
(a) Mr. Lazarus is a Director of Compass Group Diversified Holdings LLC, Sponsor of the Trust.