SEC Form 4 · accession 0001209191-16-126375
Compass Diversified Holdings · CODI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Sean Day
Other
Period of report
Jun 6, 2016
Accepted (ET)
Jun 7, 2016 · 8:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001345126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SharesF1,F3 | Jun 6, 2016 | J | 20,000 | $16.13 | D | 156,563 | I | By Irrevocable Trust |
| SharesF1 | Jun 6, 2016 | J | 20,000 | $16.13 | A | 433,986 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one trust interest of Compass Group Diversified Holdings LLC held by the Trust.
- F2The reported transaction involved the Reporting Person's withdrawal of shares from the Day Family 2007 Irrevocable Trust in exchange for cash. The Reporting Person was the beneficial owner of the shares while they were held by the Day 2007 Irrevocable Trust and remains the beneficial owner of the shares following their withdrawal from the Day 2007 Irrevocable Trust.
- F3Shares beneficially owned by the Reporting Person through the Day Family 2007 Irrevocable Trust.
Remarks
(a) Mr. Day is Chairman of the Board of Directors of Compass Group Diversified Holdings LLC, Sponsor of the Trust.