SEC Form 4 · accession 0001209191-15-002523
Compass Diversified Holdings · CODI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon M Burns
Other
Period of report
Jan 5, 2015
Accepted (ET)
Jan 6, 2015 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001345126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SharesF1,F2 | Jan 5, 2015 | P | 3,496 | $16.2281 | A | 34,585 | D | |
| SharesF1 | Jan 6, 2015 | P | 4 | $16.04 | A | 34,589 | D | |
| SharesF1 | holding | — | — | — | 49,280 | I | By IRA | |
| SharesF1,F3 | holding | — | — | — | 12,987 | I | By Trust Account | |
| SharesF1,F4 | holding | — | — | — | 12,824 | I | By Trust Account | |
| SharesF1,F5 | holding | — | — | — | 80,000 | I | By Revocable Trust | |
| SharesF1,F6 | holding | — | — | — | 6,195 | I | By Trust Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one trust interest of Compass Group Diversified Holdings LLC held by the Trust.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.15 to $16.27, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- F3Shares beneficially owned by the Reporting Person through the Talley Burns Executor Trust.
- F4Shares beneficially owned by the Reporting Person through the Peter Burns Executor Trust.
- F5Shares beneficially owned by the Reporting Person through the Gordon M. Burns 2009 Revocable Trust.
- F6Shares beneficially owned by the Reporting Person through the Burns Family Trust.
Remarks
(a) Mr. Burns is a Director of Compass Group Diversified Holdings LLC, Sponsor of the Trust.