SEC Form 4/A · accession 0001209191-17-002396
YELP INC · YELP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Geoffrey L Donaker
Director
Period of report
Dec 27, 2016
Accepted (ET)
Jan 5, 2017 · 7:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001345016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 27, 2016 | M | 26,000 | $7.16 | A | 31,079 | D | |
| Common Stock | Dec 27, 2016 | S | 22,000 | $40.00 | D | 9,079 | D | |
| Common Stock | Dec 27, 2016 | S | 4,000 | $38.40 | D | 5,079 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $7.16 | Dec 27, 2016 | M | 26,000 | D | — | Jan 5, 2021 | Common Stock | 26,000 | 326,630 | D |
Explanation of responses
- F1Shares were sold pursuant to a duly adopted 10b5-1 trading plan.
- F2Fully vested.
Remarks
The Form 4 originally filed on December 29, 2016 incorrectly reflected the sale prices of the disposition that occurred on December 27, 2016 and the number of non-derivative securities beneficially owned following the reported exercise. As reflected in this amendment, 22,000 shares were sold at $40.00 and 4,000 shares were sold at $38.40 and the correct number of non-derivative securities beneficially owned following the reported exercise is 5,079 shares. This amendment is intended to replace, in its entirety, the Form 4 filed on December 29, 2016.