SEC Form 4 · accession 0001576369-15-000034
Alliance Holdings GP, L.P. · AHGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cary P Marshall
Officer — Vice President and Treasurer
Period of report
May 5, 2015
Accepted (ET)
May 7, 2015 · 2:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001344980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common unitsF1 | May 5, 2015 | S | 2,000 | $51.46 | D | 762,909 | I | By Cary P. Marshall Revocable Trust |
| Common unitsF1 | May 5, 2015 | S | 2,000 | $51.55 | D | 760,909 | I | By Cary P. Marshall Revocable Trust |
| Common units | holding | — | — | — | 55,925 | D | ||
| Common unitsF2 | holding | — | — | — | 63,000 | I | By Marshall Children LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dispositive power of the common units held by the Cary P. Marshall Revocable Trust is shared by Cary P. Marshall, as Co-Trustee of the Cary P. Marshall Revocable Trust.
- F2Dispositive power of the common units held by Marshall Children LLC (of which Cindy Marshall and Cary P. Marshall each hold a 50.0% membership interest) is shared by Cary P. Marshall.