SEC Form 4 · accession 0001179110-18-002563
Alliance Holdings GP, L.P. · AHGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Druten
Director
Period of report
Feb 20, 2018
Accepted (ET)
Feb 22, 2018 · 11:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001344980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common unitsF4 | Feb 20, 2018 | M | 9,851 | — | A | 18,246 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitF3,F1,F2 | — | Feb 20, 2018 | A | 432 | A | — | — | Common unit | 432 | 16,861 | D |
| Phantom unitF3,F1,F4 | — | Feb 20, 2018 | M | 9,851 | D | — | — | Common unit | 9,851 | 7,010 | D |
Explanation of responses
- F11 for 1
- F2The Phantom units are to be settled in AHGP common units pursuant to their election or upon the reporting person's death or termination.
- F3Not applicable
- F4The reporting person elected to have their Phantom units paid to them in ARLP common units pursuant to their election of their 2016 deferrals.