SEC Form 4 · accession 0001179110-17-003226
Alliance Holdings GP, L.P. · AHGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Robert J Druten
Director
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 10:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001344980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common unitsF3 | Feb 23, 2017 | M | 4,357 | — | A | 11,895 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitF2,F1,F3 | — | Feb 23, 2017 | M | 4,357 | D | — | — | Common unit | 4,357 | 15,345 | D |
Explanation of responses
- F11 for 1
- F2Not applicable
- F3The reporting person elected to have their Phantom units paid to them in ARLP common units pursuant to their election of their 2015 deferrals.