SEC Form 4 · accession 0001179110-16-031924
Alliance Holdings GP, L.P. · AHGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Druten
Director
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 9:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001344980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common units | holding | — | — | — | 7,538 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitF3,F2,F1 | — | Nov 18, 2016 | A | 365 | A | — | — | Common unit | 365 | 19,273 | D |
Explanation of responses
- F1The Phantom units are to be settled in AHGP common units upon the reporting person's death or termination.
- F21 for 1
- F3Not applicable