SEC Form 4 · accession 0001708047-18-000002
American Railcar Industries, Inc. · ARII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R O'Bryan
Officer — President and CEO
Period of report
Mar 16, 2018
Accepted (ET)
Mar 20, 2018 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001344596
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $38.28 | Mar 16, 2018 | A | 46,181 | A | — | Mar 16, 2025 | Common Stock | 46,181 | 46,181 | D |
Explanation of responses
- F1(1) The Stock Appreciation Rights were granted on March 16, 2018 and vest and become exercisable in three equal increments on March 16, 2019, March 16, 2020 and March 16, 2021, but only if the holder remains employed by the Issuer through each applicable vesting date.