SEC Form 4 · accession 0001708047-17-000004
American Railcar Industries, Inc. · ARII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R O'Bryan
Officer — SVP, Chief Commercial Officer
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001344596
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $35.99 | Jun 1, 2017 | A | 18,316 | A | — | Jun 1, 2024 | Common Stock | 18,316 | 18,316 | D |
Explanation of responses
- F1The Stock Appreciation Rights were granted on June 1, 2017 and vest and become exercisable in three equal increments on June 1, 2018, June 1, 2019 and June 1, 2020, but only if the holder remains employed by the Issuer through each applicable vesting date.