SEC Form 4 · accession 0001344596-16-000090
American Railcar Industries, Inc. · ARII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luke M Williams
Officer — Interim SVP, CFO and Treasurer
Period of report
Mar 22, 2016
Accepted (ET)
Mar 24, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001344596
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $44.83 | Mar 22, 2016 | A | 8,484 | A | — | Mar 22, 2023 | Common Stock | 8,484 | 8,484 | D |
Explanation of responses
- F1The Stock Appreciation Rights were granted on March 22, 2016 and vest and become exercisable in three equal increments on March 22, 2017, March 22, 2018 and March 22, 2019, but only if the holder remains employed by the Issuer through each applicable vesting date.