SEC Form 4 · accession 0001140361-18-044606
American Railcar Industries, Inc. · ARII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Pontious
Director
Period of report
Dec 5, 2018
Accepted (ET)
Dec 6, 2018 · 6:16 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001344596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per shareF1 | Dec 5, 2018 | D | 2,500 | $70.00 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 5, 2018, the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 22, 2018, by and between American Railcar Industries, Inc. ("ARI") and STL Parent Corp. were completed. Pursuant to the Merger Agreement, Merger Sub was merged with and into ARI, with ARI continuing as the surviving corporation after the merger. Pursuant to the terms of the Merger Agreement, all of the outstanding shares of common stock of ARI, including those held by Mr. Pontious, were converted into the right to receive the merger consideration of $70.00 per share.