SEC Form 4 · accession 0001209191-19-010697
AVEDRO INC · AVDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Reza Zadno
Officer — President and CEO · Director
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001343304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 13, 2019 | A | 16,822 | — | A | 16,822 | D | |
| Common StockF3 | holding | — | — | — | 315 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a restricted stock unit ("RSU") award. 50% of the shares underlying the RSU vest on February 1, 2018 (the "Vesting Commencement Date"), with the remainder vesting in 8 quarterly equal installments over a two-year period beginning on March 1, 2018, subject to the Reporting Person continuing to provide service through each such date.
- F2Each RSU represents a contingent right to receive one share of Issuer common stock.
- F3The reportable securities are held by the Martine and Reza Zadno Revocable Trust. The Reporting Person is a co-trustee and shares voting and investment power.