SEC Form 4 · accession 0001437749-17-001468
TWO RIVER BANCORP · TRCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan B Turner
Officer — EVP & Sr. Loan Officer
Period of report
Jan 30, 2017
Accepted (ET)
Feb 1, 2017 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001343034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2017 | M | 1,500 | $3.37 | A | 43,415 | D | |
| Common Stock | holding | — | — | — | 1,652 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Option to Buy)F1 | $3.37 | Jan 30, 2017 | M | 1,500 | D | — | Jan 19, 2019 | Common Stock | 1,500 | 20,449 | D |
Explanation of responses
- F1These options vest in 20% increments on January 20, 2010, January 20, 2011, January 20, 2012, January 20, 2013 and January 20, 2014.