SEC Form 4 · accession 0001437749-17-001026
TWO RIVER BANCORP · TRCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William D Moss
Officer — President & CEO · Director
Period of report
Nov 22, 2016
Accepted (ET)
Jan 24, 2017 · 2:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001343034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | G | 115,500 | $0.00 | D | 12,000 | D | |
| Common Stock | Nov 22, 2016 | G | 115,500 | $0.00 | A | 115,500 | I | By Trust |
| Common StockF2 | Jan 23, 2017 | A | 3,300 | $0.00 | A | 15,300 | D | |
| Common Stock | holding | — | — | — | 9,466 | I | By IRA | |
| Common Stock | holding | — | — | — | 5,601 | I | By Spouse | |
| Common Stock | holding | — | — | — | 455 | I | By Daughter | |
| Common Stock | holding | — | — | — | 655 | I | By Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person deposited these shares in a revocable living trust.
- F2This grant of restricted stock is pursuant to the Two River Bancorp 2007 Equity Incentive Plan and a restricted stock award agreement. Subject to the terms and conditions contained therein, the grant will vest ratably in annual 20% increments over the five-year period ending on January 18, 2022.