SEC Form 4 · accession 0001343034-18-000096
TWO RIVER BANCORP · TRCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Grossman
Director
Period of report
Nov 26, 2018
Accepted (ET)
Nov 28, 2018 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001343034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 26, 2018 | P | 1,000 | $15.195 | A | 6,165 | I | Joint with Spouse |
| Common StockF1 | holding | — | — | — | 89,691 | D | ||
| Common Stock | holding | — | — | — | 8,457 | I | By IRA | |
| Common Stock | holding | — | — | — | 9,672 | I | By Rollover IRA | |
| Common Stock | holding | — | — | — | 35,875 | I | By Spouse | |
| Common Stock | holding | — | — | — | 1,373 | I | By Spouse IRA | |
| Common Stock | holding | — | — | — | 342 | I | In Trust for Daughter/Granddaugher | |
| Common Stock | holding | — | — | — | 158 | I | In trust for son/grandson | |
| Common Stock | holding | — | — | — | 330 | I | In trust for son-grandson | |
| Common Stock | holding | — | — | — | 372 | I | In trust for son and/or grandson |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This grant of restricted stock is pursuant to the Two River Bancorp 2007 Equity Incentive Plan and a restricted stock award agreement. Subject to the terms and conditions contained therein, the grant will vest ratably in two annual 33.3% increments and one 33.4% increment over the three-year period ending on May 25, 2020.