SEC Form 4 · accession 0001343034-18-000077
TWO RIVER BANCORP · TRCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank J Patock Jr.
Director
Period of report
Aug 14, 2018
Accepted (ET)
Aug 15, 2018 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001343034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2018 | M | 5,848 | $0.00 | A | 98,529 | D | |
| Common Stock | Aug 14, 2018 | M | 5,408 | $0.00 | A | 103,937 | D | |
| Common Stock | holding | — | — | — | 17,609 | I | Joint with Spouse | |
| Common Stock | holding | — | — | — | 24,728 | I | By Spouse | |
| Common Stock | holding | — | — | — | 14,628 | I | Patock Construction Profit Sharing Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Option to Buy)F1 | $3.21 | Aug 14, 2018 | M | 5,848 | D | — | Jan 20, 2019 | Common Stock | 5,848 | 0 | D |
| Stock Option (Option to Buy)F1 | $4.94 | Aug 14, 2018 | M | 5,408 | D | — | Dec 12, 2021 | Common Stock | 5,408 | 0 | D |
Explanation of responses
- F1All options are exercisable.